Form 1-A-W/A Filings
SEC Form 1-A-W/A is an amendment to a previously filed withdrawal under Regulation A. It allows issuers to update or correct details in the original withdrawal request.
Please Upgrade to the Premium plan to use this feature.
| ID | Form | Filer Name | Filing Agent | Date | Actions | |
|---|---|---|---|---|---|---|
| No Data Found | ||||||
What is the Form 1-A-W/A?
An issuer uses Form 1-A-W/A to amend a previously submitted Form 1-A-W withdrawal request for a Regulation A offering. This amendment allows issuers to correct, update, or clarify information included in the original withdrawal filing, ensuring that changes are accurately reflected in the SEC’s public records.
Filed pursuant to the Securities Act of 1933, Form 1-A-W/A updates the withdrawal disclosure on the EDGAR system when factual details, timing, or other material aspects of the withdrawal request require revision. While the original Form 1-A-W formally withdraws the offering statement from consideration, Form 1-A-W/A adjusts the request to maintain accuracy, transparency, and regulatory compliance.
What’s Included in Form 1-A-W/A?
This form is typically short and administrative in nature. It is used when issuers need to modify specific parts of the initial withdrawal, whether due to clerical errors or updated company information.
Common amendment triggers include:
- Correcting inaccurate filing dates or references
- Updating contact or filer information
- Clarifying the reason for withdrawal
- Reflecting revised internal board decisions
- Removing or updating exhibits from the original 1-A-W
If you\'re looking into related amendment filings, explore Form 1-A/A, which is used to update original Form 1-A statements for pre-qualification.
SEC Form 1-A-W/A Filing Triggers
Form 1-A-W/A is filed after a Form 1-A-W has already been submitted, and only when the issuer identifies a need to change something in that original withdrawal.
| Filing Stage | When to File Form 1-A-W/A | Notes |
| After submitting 1-A-W | If an error or update is discovered | Ensures SEC records reflect correct withdrawal information |
| Regulatory request or change | In response to communication from the SEC | Often used when SEC comments prompt a clarification |
Key Things to Know About 1-A-W/A Filing Rules
- Only filed after a 1-A-W: This is an amendment to an existing withdrawal, not a new filing
- Used for factual corrections or clarifications: Especially helpful when administrative errors are found post-submission
- Does not re-activate the offering: Amending a withdrawal does not resume or re-qualify the Regulation A offering
To track Regulation A withdrawal amendments under the Securities Act, our platform provides SEC Filing data insights by monitoring filings such as Form 1-A-W/A, Form 1-A-W, Form 1-A, and Form 1-A POS. These insights keep you informed about small company capital-raising decisions, withdrawals, and related compliance updates as they are disclosed.
