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Form 1-Z-W/A Filings

SEC Form 1-Z-W/A is a formal filing used by Regulation A issuers to amend a previously filed Form 1-Z-W submission that withdraws an Exit Report (Form 1-Z).

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What Is SEC Form 1-Z-W/A?

SEC Form 1-Z-W/A is an amended filing used to revise, supplement, or correct a previously submitted Form 1-Z-W. It is filed with the Securities and Exchange Commission (SEC) in connection with Regulation A exit reporting, and it updates the issuer’s withdrawal of a Form 1-Z Exit Report.

This form is typically filed when an issuer needs to clarify the scope of the withdrawal, correct identifying information, update the narrative explanation, or respond to staff comments after a Form 1-Z-W has been submitted. In practice, Form 1-Z-W/A functions as the amendment mechanism for the withdrawal record reflected in EDGAR and related public filing systems, including Form 1-Z-W/A filings.

Key elements typically found in SEC Form 1-Z-W/A include:

  • Name of the issuer and Central Index Key (CIK)
  • File number or offering statement reference, if applicable
  • Identification of the previously filed Form 1-Z-W being amended
  • Description of the changes made in the amendment
  • Updated statements regarding the withdrawal of the Form 1-Z exit report
  • Supporting details or clarifications are included with the amended submission

SEC Form 1-Z-W/A Filing Deadlines

SEC Form 1-Z-W/A does not have a fixed statutory deadline like periodic reports. Instead, it is filed on an as-needed basis when an issuer must amend a previously filed Form 1-Z-W withdrawal submission, based on the issuer’s facts and the timing of any corrections, updates, or staff feedback.

Filing Stage Timeline Details
Withdrawal Decision As needed The issuer determines that a previously filed Form 1-Z exit report should be withdrawn and prepares the corresponding withdrawal submission.
Form 1-Z-W Filing As needed The issuer files Form 1-Z-W electronically to withdraw the previously filed Form 1-Z exit report.
Form 1-Z-W/A Filing As needed The issuer files Form 1-Z-W/A to amend, correct, or supplement the prior Form 1-Z-W submission.
Related Reporting Considerations Not applicable If an issuer’s ability to rely on the exit report is affected due to a withdrawal, it may need to evaluate any applicable reporting consequences and related filings.

Key Things to Know About Form 1-Z-W/A Filing Rules

  • Amendment to a Withdrawal Submission: Form 1-Z-W/A is used specifically to amend a previously filed Form 1-Z-W withdrawal and is not a standalone exit report.
  • Event-Driven, Not Calendar-Driven: This form is filed as needed, typically to correct information, add clarity, or update the withdrawal record after the original Form 1-Z-W is submitted.
  • Used in Regulation A Context: Form 1-Z-W/A applies to Regulation A exit reporting workflows and is tied to the issuer’s withdrawal of a Form 1-Z exit report.
  • EDGAR Record Accuracy Matters: Because the filing updates an existing withdrawal submission, issuers generally use Form 1-Z-W/A to ensure the public filing record reflects accurate and complete information.
  • Often Tracked Alongside Related Forms: Market participants commonly monitor Form 1-Z-W/A activity alongside the related withdrawal submission via listings such as Form 1-Z-W withdrawal filings.

To track Regulation A exit report withdrawal amendments under the Securities Act, our SEC filing list will help you monitor filings such as Form 1‑Z‑W/A, Form 1‑Z‑W, and Form 1‑Z, keeping you informed about small company capital raising, offering completions, and compliance updates

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