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Form 15-15D Filings

SEC Form 15-15D is a formal filing used by issuers to certify the termination of registration of a class of securities under Section 12(g) or to notify the SEC of the suspension of the duty to file reports under Sections 13 and 15(d) of the Securities Exchange Act of 1934.

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ID Form Filer Name Filing Agent Date Actions
2207481715-15DCsail 2016-c5 Commercial Mortgage TrustComputershare Trust Co Na /cct /fa10/05/2026
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2206220715-15DGm Financial Consumer Automobile Receivables Trust 2022-4 Self 09/30/2026
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2314391315-15DCyber App Solutions Corp. Self 09/30/2026
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2313662815-15DGowell Technology Ltd Self 09/25/2026
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2313228915-15DOne Nuclear Energy Llc Self 09/23/2026
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2312683315-15DSeeqc, Inc. Self 09/18/2026
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2203559915-15DAvalonbay Communities IncToppan Merrill/fa09/16/2026
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2203439715-15DCarmax Auto Owner Trust 2022-3 Self 09/16/2026
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2203241815-15DDiscover Card Execution Note TrustDonnelley Financial Solutions /fa/09/15/2026
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2311844515-15DBstr Holdings, Inc. Self 09/15/2026
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What Is SEC Form 15-15D?

SEC Form 15-15D is an Exchange Act filing made on Form 15 to provide notice of the suspension of an issuer’s duty to file reports under Section 15(d) of the Securities Exchange Act of 1934. It is used when an issuer satisfies the applicable conditions for suspending Section 15(d) reporting obligations under SEC rules, including Rule 12h-3 where applicable.

Form 15-15D is typically filed when an issuer meets the applicable conditions to suspend ongoing reporting obligations arising under Section 15(d), such as after a registered securities offering when the issuer later qualifies for suspension based on the applicable regulatory requirements.

Form 15-15D provides formal notice that the issuer is relying on the applicable Exchange Act provisions to suspend specified reporting obligations. Researchers following these status changes can review related deregistration and termination filings to place Form 15-15D within the broader sequence of reporting suspensions and issuer-status changes.

Key elements typically found in SEC Form 15-15D include:

  • Name of the issuer and applicable registrant identifiers
  • Commission File Number
  • Class or classes of securities associated with the reporting obligation
  • Regulatory basis for suspension of reporting under Section 15(d)
  • Certification regarding eligibility and reporting status
  • Signature of an authorized officer or representative

Compliance teams can use Real-time SEC Filing Alerts to monitor newly submitted Form 15-15D filings and related changes in issuer reporting status.

SEC Form 15-15D Filing Deadlines

SEC Form 15-15D does not have a fixed calendar-based filing deadline. It is filed on an event-driven basis when an issuer satisfies the applicable conditions for suspending its duty to file reports under Section 15(d).

Filing Stage Timeline Details
Eligibility Determination As needed The issuer confirms that it satisfies the applicable conditions for suspending its Section 15(d) reporting obligation
Form 15-15D Filing As needed Filed electronically with the SEC once the issuer qualifies for the applicable reporting suspension
Reporting Suspension Upon filing, where applicable The Section 15(d) reporting duty may be suspended upon filing when the applicable rule requirements are satisfied
Subsequent Reporting Status Ongoing The issuer must continue to evaluate whether any separate or renewed Exchange Act reporting obligations apply

Researchers who need to locate Form 15-15D filings and review surrounding issuer disclosures can use How to navigate the EDGAR system for guidance on searching and analyzing SEC filing histories.

Key Things to Know About Form 15-15D Filing Rules

  • Eligibility Must Be Met: An issuer should file Form 15-15D only when it satisfies the applicable conditions for suspending its reporting obligations under Section 15(d).
  • Suspension Under Section 15(d) Is Rule-Based: The suspension of reporting duties is governed by applicable SEC rules, including Rule 12h-3 where relevant, and depends on the issuer’s circumstances and reporting history.
  • Some Reporting May Still Be Required: Depending on timing and applicable rules, certain reports may remain due even when an issuer is seeking suspension of its Section 15(d) reporting obligation.
  • Amendments May Be Necessary: If information changes or corrections are required, the issuer may file an amendment using the appropriate amended Form 15-15D submission type.
  • Other Reporting Obligations May Remain: Filing Form 15-15D does not eliminate separate Exchange Act reporting requirements that may arise from another registered class or independent statutory obligation.

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