Form 486BXT Filings

What Is SEC Form 486BXT?

SEC Form 486BXT is a post-effective amendment submission type used for certain filings on Form N-2 pursuant to Securities Act Rule 486(b)(1)(iii). It is used by registrants to update the effective date mechanics for a previously filed post-effective amendment, and it is submitted through the SEC’s EDGARLink Online submission types page.

This form is typically filed when a closed-end fund needs to designate a new effective date for a post-effective amendment that was previously filed under Securities Act Rule 486(a). Once Form 486BXT is submitted, it functions as the registrant’s filing mechanism to reset the effective date designation without changing the overall filing framework used for Form N-2 registrations.

Form 486BXT supports transparency by maintaining a clear public record of the registrant’s effective date designation for the applicable post-effective amendment.

Key elements typically found in SEC Form 486BXT include:

• Name of the registrant and EDGAR identifiers
• Form N-2 file number and registration statement references
• Confirmation that the filing is made pursuant to Securities Act Rule 486(b)(1)(iii)
• Reference to the previously filed post-effective amendment under Rule 486(a)
• Designated a new effective date for the information
• Authorised signatures and related filing certifications

SEC Form 486BXT Filing Deadlines

SEC Form 486BXT does not have a fixed periodic deadline and is generally filed on an event-driven basis, depending on the registrant’s need to designate a new effective date. These timing considerations are important to ensure regulatory compliance and maintain clarity around the effective date of the underlying post-effective amendment.

Key Things to Know About Form 486BXT Filing Rules

• Rule 486(b)(1)(iii) Use Case:
  Form 486BXT is specifically used to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 486(a).
• Form Type Is Not a New Registration:
  This filing is a post-effective amendment submission type and does not, by itself, create a new registration statement separate from the existing Form N-2 framework.
• Event-Driven Filing Timing:
  Form 486BXT is filed when needed, based on the registrant's circumstances and effective-date timing considerations, rather than on a recurring calendar schedule.
• EDGAR Submission Requirements Apply:
  Filers must submit Form 486BXT through EDGAR and ensure the filing is properly tagged to the applicable registrant and registration statement references.
• Closed-End Fund Context:
  Form 486BXT is generally associated with registered closed-end funds filing on Form N-2 and operating under the combined Securities Act and Investment Company Act disclosure regime.

To track closed‑end fund post‑effective amendments and effective date designations, our platform helps you monitor filings such as Form 486BXT, Form 486BPOS, Form 486APOS, and Form N‑2, keeping you informed about registration updates and disclosure compliance. To explore similar filings, check out our blog post: How to Search Within SEC Filings. It outlines key strategies for extracting useful insights and navigating the SEC database efficiently