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Form C-U-W Filings

SEC Form C-U-W is a formal filing used by Regulation Crowdfunding issuers to withdraw a previously filed Form C-U progress update submitted through EDGAR.

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What Is SEC Form C-U-W?

SEC Form C-U-W is a filing used under Regulation Crowdfunding to officially withdraw a previously submitted Form C-U, which is the progress update filing tied to a crowdfunding offering. It is filed electronically with the Securities and Exchange Commission (SEC) through EDGAR.

This form is typically filed when an issuer needs to remove an earlier progress update from the record, including situations involving correction, replacement, or changes to a previously reported update in a Regulation Crowdfunding offering. Filers reviewing related Regulation Crowdfunding filing activity or prior Form C-U submissions often use it alongside the underlying Form C record.

Form C-U-W ensures transparency by formally identifying that a prior Form C-U is being withdrawn. While it removes that specific progress update filing, it does not, by itself, terminate the offering or replace any other disclosure obligations that may still apply under Regulation Crowdfunding. For issuers monitoring related withdrawal filings, the filing is event-driven rather than tied to a fixed recurring deadline.

Key elements typically found in SEC Form C-U-W include:

  • Name of the issuer and SEC file number
  • Identification of the previously filed Form C-U being withdrawn
  • EDGAR submission type listed as C-U-W
  • Filing date of the withdrawal submission
  • Reference to the related Regulation Crowdfunding offering record
  • Confirmation that the filing relates to a progress update withdrawal

SEC Form C-U-W Filing Deadlines

SEC Form C-U-W does not have a fixed standalone filing deadline in the same way as threshold-based Form C-U progress updates. It is generally filed on an as-needed basis when an issuer decides to withdraw a previously submitted Form C-U in connection with a Regulation Crowdfunding offering.

Filing Stage Timeline Details
Prior Form C-U Filing Not applicable A previously filed Form C-U must exist before a Form C-U-W can be submitted.
Form C-U-W Filing As needed Filed electronically with the SEC to withdraw an earlier progress update.
SEC Acceptance Upon submission The withdrawal appears in EDGAR as a C-U-W filing once accepted.
Additional Progress Update Filing Not applicable If the offering continues, a new or corrected Form C-U may still be required under Regulation Crowdfunding rules.

Key Things to Know About Form C-U-W Filing Rules

  • Prior Form C-U Required: A Form C-U-W is used to withdraw a previously filed Form C-U and is not a standalone offering filing.
  • Event-Driven Filing: This form is filed as needed rather than on a fixed calendar deadline.
  • Does Not Replace the Offering Statement: Withdrawing a Form C-U does not replace the issuer’s original Form C or any other required Regulation Crowdfunding disclosure.
  • Other Disclosure Obligations May Continue: If the offering remains active, the issuer may still need to file required progress updates or other related filings.
  • Used in Regulation Crowdfunding Filings: Form C-U-W is one of the EDGAR submission types specifically designated for Regulation Crowdfunding issuers.

To monitor progress update withdrawals, offering activity, and related Regulation Crowdfunding submissions, our platform helps you track SEC filing activity connected to Form C, Form C-U, and Form C-U-W.

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