Form C/A Filings

What Is SEC Form C/A?

SEC Form C/A is an amendment to the Form C offering statement filed by issuers conducting a Regulation Crowdfunding offering under Section 4(a)(6) of the Securities Act. Issuers use Form C/A to update disclosures in a previously filed Form C.

This form is typically filed when an issuer needs to reflect updated offering terms, correct previously filed information, or disclose material changes during an ongoing crowdfunding offering. A Form C/A becomes part of the issuer’s public offering statement filed through EDGAR.

Form C/A supports transparency by ensuring investors have access to current information while an offering is open. Because Regulation Crowdfunding offerings are continuously disclosed through the Form C framework, amendments help align public disclosures with the issuer’s most current offering details and company information.

Key elements typically found in SEC Form C/A include:

• Updated terms of the offering and securities being offered
• Revisions to issuer disclosures, including business and risk information
• Updated financial statements or financial information, as applicable
• Corrections to previously filed Form C information
• Exhibit updates, including offering materials or related agreements

Form C/A is specifically tied to an active Crowdfunding offering and allows investors to review changes that occur after the original Form C has been submitted.

SEC Form C/A Filing Deadlines

SEC Form C/A does not have a single fixed deadline. Instead, it is filed on an event-driven basis when an issuer must amend its previously filed offering statement to keep disclosures current during a Regulation Crowdfunding offering.

Researchers following amendments and other Regulation Crowdfunding activity can review the most recent SEC filings to identify newly submitted Form C/A filings and related disclosure updates.

Key Things to Know About Form C/A Filing Rules

• Amendments Update the Offering Statement: An issuer uses Form C/A to amend and update disclosures in a previously filed Form C offering statement.
• Material Changes Should Be Reflected: Amendments are used to provide updates or material changes that occur during an offering and may be relevant to an investment decision.
• Filed Through EDGAR: Like the original offering statement, Form C/A is filed electronically through EDGAR and becomes part of the public offering record.
• Different From Other Regulation Crowdfunding Reports: Form C/A amends the offering statement, while progress updates, annual reports, and other crowdfunding filings serve different ongoing reporting functions.
• Offering Records Are Public and Trackable: Researchers can monitor Form C/A filings and related Regulation Crowdfunding disclosures programmatically through the SEC Filings API.