Form C/A Filings

What Is SEC Form C/A?

SEC Form C/A is an amendment to the Form C offering statement filed by issuers conducting a Regulation Crowdfunding offering under Securities Act Section 4(a)(6). Issuers use Form C/A to update disclosures in a filed Form C.

This form is typically filed when an issuer needs to reflect updated offering terms, correct previously filed information, or disclose material changes during an ongoing crowdfunding offering. A Form C/A becomes part of the issuer’s public offering statement filed through EDGAR.

Form C/A supports transparency by ensuring investors have access to current information while an offering is open. Because Regulation Crowdfunding offerings are continuously disclosed through the Form C framework, amendments help align public disclosures with the issuer’s most current offering details and company information.

Key elements typically found in SEC Form C/A include:

• Updated terms of the offering and securities being offered
• Revisions to issuer disclosures, including business and risk information
• Updated financial statements or financial information (as applicable)
• Corrections to previously filed Form C information
• Exhibit updates, including offering materials or related agreements

SEC Form C/A Filing Deadlines

SEC Form C/A does not have a single fixed deadline. Instead, it is filed on an event-driven basis when an issuer must amend its previously filed offering statement to keep disclosures current during a Regulation Crowdfunding offering.

Key Things to Know About Form C/A Filing Rules

• Amendments Update the Offering Statement: An issuer uses Form C/A to amend and update the disclosures in a previously filed Form C offering statement.
• Material Changes Should Be Reflected: Amendments are used to provide updates or material changes that occur during an offering and may be relevant to an investment decision.
• Filed Through EDGAR: Like the original offering statement, Form C/A is filed electronically through EDGAR and becomes part of the public offering record.
• Different From Other Regulation Crowdfunding Reports: Form C/A amends the offering statement, while other filings (such as progress updates and annual reports) serve different ongoing reporting functions under Regulation Crowdfunding.
• Offering Records Are Public and Trackable: You can monitor updates and amendments by reviewing Form C/A filings and related Regulation Crowdfunding form types in the most recent SEC filings, or by integrating disclosure monitoring through the SEC Filings API.