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Form N-MFP2 Filings

SEC Form N-MFP2 is a monthly filing used by money market funds to report portfolio holdings and related fund information to the Securities and Exchange Commission.

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What Is SEC Form N-MFP2?

SEC Form N-MFP2 is an important filing required for money market funds under section 30(b) of the Investment Company Act of 1940 and Rule 30b1-7. It is used by registered money market funds to report monthly information about the fund and its portfolio holdings on Form N-MFP.

This form is typically filed for each money market fund or series to disclose information as of the last business day, or any subsequent calendar day, of the preceding month. It includes data about the fund’s structure, liquidity, assets, yields, shareholders, and portfolio securities.

Form N-MFP2 ensures transparency by providing the SEC and market participants with standardized monthly reporting about money market fund operations and portfolio composition. The filing must be submitted electronically, and a fund may amend a previously filed Form N-MFP if corrections are needed.

Key elements typically found in SEC Form N-MFP2 include:

  • Name of the registrant, series, and identifying information
  • Category of money market fund and related fund characteristics
  • Portfolio maturity, liquidity, assets, liabilities, and net assets
  • Share class and investor information, where applicable
  • Detailed schedule of portfolio securities and related identifiers
  • Monthly reporting data on yields, sponsor support, and other required disclosures

SEC Form N-MFP2 Filing Deadlines

SEC Form N-MFP2 has specific timing requirements that money market funds must follow each month. These deadlines are crucial to ensure regulatory compliance and provide timely portfolio reporting.

Filing Stage Timeline Details
Reporting Date Last business day of the preceding month Information is reported as of the month-end or any subsequent calendar day of that month-end period
Form N-MFP2 Filing No later than the fifth business day of each month Filed electronically with the SEC
Early Filing Window Beginning on the first business day of the month A fund may file at any time starting on the first business day of the filing month
Amendment Filing As needed A fund may amend a previously filed Form N-MFP to correct a mistake or error

Key Things to Know About Form N-MFP2 Filing Rules

  • Separate Filing Required: Each money market fund, or series of a money market fund, is required to file a separate Form N-MFP report.
  • Monthly Reporting Applies: The form is used for monthly reporting and covers fund and portfolio information as of the last business day of the preceding month.
  • Electronic Submission Required: Form N-MFP must be filed with the SEC in electronic format in accordance with Regulation S-T filing requirements.
  • Not All Items Apply in Every Case: If a requested item is wholly inapplicable, the fund is not required to respond, and if specific requested information is unavailable, the instructions permit an N/A response where appropriate.
  • Amendments Must Be Complete: If a fund files an amendment to a previously filed Form N-MFP, it must respond to all items of the form, regardless of the reason for the amendment.

To monitor money market fund portfolio reports and related filing activity, our Edgar Data helps you to track Form N‑CSR, Form  N‑CSRS, Form N‑CSRS/A, and Form N‑MFP2 for event disclosures, shareholder reports, amendments, census filings, portfolio holdings, and monthly money market fund portfolio/liquidity reporting under the Investment Company Act of 1940.

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