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Form N-MFP2/A Filings

SEC Form N-MFP2/A is an amendment filing used by money market funds to correct or update a previously submitted Form N-MFP2. It relates to monthly portfolio holdings reporting for money market funds and is filed through the SEC’s EDGAR system.

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What Is SEC Form N-MFP2/A?

SEC Form N-MFP2/A is an important filing used to amend a previously filed Form N-MFP2 for a money market fund. It is associated with the monthly reporting requirements under section 30(b) of the Investment Company Act of 1940 and rule 30b1-7, and it is used when a fund needs to correct, revise, or update information previously reported on Form N-MFP.

This form is typically filed when a registrant identifies an error or needs to revise information in an earlier monthly portfolio holdings report. Because amendments to Form N-MFP may be filed at any time, N-MFP2/A is generally used on an as-needed basis rather than according to a separate fixed filing event.

Form N-MFP2/A helps ensure transparency by allowing money market funds to correct previously reported monthly data while maintaining a complete public record through EDGAR. A fund that files an amendment must respond to all items of Form N-MFP, regardless of why the amendment is filed. For broader monitoring of amended disclosures.

Key elements typically found in SEC Form N-MFP2/A include:

  • Name of the registrant, series, and identifying information
  • Reporting period covered by the amended filing
  • Fund classification and structural details
  • Portfolio maturity, liquidity, assets, liabilities, and net assets
  • Share class and investor information, where applicable
  • Detailed schedule of portfolio securities and related identifiers
  • Corrected or revised monthly reporting data previously submitted on Form N-MFP2

SEC Form N-MFP2/A Filing Deadlines

SEC Form N-MFP2/A does not have a separate fixed filing deadline in the same way as an original monthly report. Instead, it is filed when a money market fund needs to amend a previously submitted Form N-MFP2.

Filing Stage Timeline Details
Original Form N-MFP2 Filing No later than the fifth business day of each month Covers information as of the last business day, or any subsequent calendar day, of the preceding month
Amendment Filing As needed Filed when the fund needs to correct or update a previously submitted Form N-MFP2
Filing Method Electronically Submitted through the SEC’s EDGAR system
Amendment Scope Not applicable The amendment must include responses to all items of Form N-MFP, regardless of the reason for the amendment

Key Things to Know About Form N-MFP2/A Filing Rules

  • Amendments May Be Filed At Any Time: A money market fund may file an amendment to a previously filed Form N-MFP when it needs to correct a mistake, revise information, or update a prior submission.
  • Full Form Response Is Required: A fund filing N-MFP2/A must provide information in response to all items of Form N-MFP, regardless of why the amendment is being made.
  • Used For Prior Form N-MFP2 Filings: N-MFP2/A is the amendment submission type for previously submitted Form N-MFP2 filings.
  • Electronic Filing Is Required: Like the underlying form, N-MFP2/A is filed electronically through the SEC’s EDGAR system.
  • Applies To Money Market Fund Reporting: The filing is used by registered open-end management investment companies, or series thereof, that operate as money market funds under Rule 2a-7.

SEC Form N-MFP2/A is an amendment filing used by money market funds to correct previously reported monthly data under Rule 30b1-7 of the Investment Company Act of 1940. It is filed as needed when errors are identified in prior Form N-MFP2 submissions, aligning with ongoing disclosures tracked in SEC Quarterly Reports, while analysts reviewing SEC funds filing insights often assess these amendments alongside original filings.

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