Form N-VP/A Filings

What Is SEC Form N-VP/A?

SEC Form N-VP/A is an important filing used to amend a previously submitted notice document for certain variable contracts. It is used by insurers and separate accounts when they need to revise, correct, or supplement an earlier notice document filed with the SEC for existing investors.

This form is typically filed when a filer needs to update information contained in an earlier Form N-VP filing, including changes to contract disclosures or related information made available to investors. Because N-VP/A is an amendment filing, it is event-driven rather than subject to a separate fixed annual deadline.

Form N-VP/A helps provide transparency by formally updating the public record when a previously filed notice document for certain variable contracts has been revised. It does not replace the broader disclosure framework for the contract, but it gives investors and researchers a way to identify amended notice documents.

Key elements typically found in SEC Form N-VP/A include:

• Name of the issuer or separate account
• Name of the variable contract covered by the filing
• Identification of the filing as an amendment to a prior notice document
• Updated, corrected, or supplemental disclosure information for investors
• Revisions relating to key contract information or prior notice document content
• Electronic submission through the SEC’s EDGAR system

SEC Form N-VP/A Filing Deadlines

SEC Form N-VP/A does not have a separate fixed filing deadline in the same way as periodic reports. Instead, it is filed when a registrant needs to amend a previously submitted notice document for certain variable contracts.

Key Things to Know About Form N-VP/A Filing Rules

• Amendment Filing Only: Form N-VP/A is used to amend a previously filed Form N-VP notice document rather than to make the original filing.
• Event-Driven Submission: The form is filed as needed when a registrant must revise, correct, or supplement an earlier notice document for certain variable contracts.
• Linked to Variable Contract Disclosure Rules: Form N-VP/A relates to the SEC framework for notice documents used with certain variable annuity and variable life insurance contract disclosures.
• Electronic Filing Required: The submission type is recognized by EDGAR as N-VP/A and is filed electronically through the SEC’s filing system.
• Public Record Update: Because the filing amends a notice document already on file, it helps investors and analysts identify changes to previously available disclosure materials.

Form N‑VP/A is filed by registered investment companies to amend or correct proxy voting disclosures on executive compensation matters previously reported on Form N‑VP. To monitor amended variable contract notice documents and related disclosure activity, our real-time SEC filing data helps you track filings such as Form N‑PX, Form N‑PX‑VR, Form N‑PX‑NT, and Form N‑VP/A.