Return to Forms List

Form NPORT-NP Filings

SEC Form NPORT-NP is a confidential filing used by registered investment companies and certain exchange-traded funds to submit non-public monthly portfolio investment reports on Form N-PORT to the Securities and Exchange Commission. It is part of the Form N-PORT reporting framework and is filed electronically through EDGAR.

+ Create Alert
Rows per page
ID Form Filer Name Filing Agent Date Actions
No Data Found

What Is SEC Form NPORT-NP?

SEC Form NPORT-NP is a non-public submission type for Form N-PORT used by registered management investment companies, other than money market funds, and exchange-traded funds organized as unit investment trusts to report monthly portfolio information to the SEC. It is filed confidentially as part of the fund reporting framework and is not the public version of the filing.

This form is typically used to provide the SEC with portfolio holdings and related information for months that are not publicly disclosed. It supports regulatory oversight by giving the Commission structured portfolio data regularly while distinguishing confidential submissions from public Form N-PORT reports.

Form NPORT-NP helps the SEC collect detailed monthly portfolio data in a standardized electronic format. While the filing itself is non-public, it remains an important part of the reporting structure established under Form N-PORT and may be reviewed alongside related public fund disclosures and broader quarterly reports research workflows.

Key elements typically found in SEC Form NPORT-NP include:

  • Name of the registrant and series
  • Reporting period covered by the filing
  • Monthly portfolio holdings information
  • Portfolio investment data submitted in a structured format
  • Confidential submission status
  • Information filed electronically through EDGAR

SEC Form NPORT-NP Filing Deadlines

SEC Form NPORT-NP has specific timing requirements that funds must follow for non-public monthly portfolio reporting under Form N-PORT. These deadlines are important for compliance with the SEC’s reporting framework and for the timely submission of confidential portfolio data.

Filing Stage Timeline Details
Reporting Period End End of each month in the fund’s fiscal quarter Portfolio information is prepared as of the last business day, or last calendar day, of the month
Form NPORT-NP Filing Within 60 calendar days after the end of the fund’s fiscal quarter Filed electronically with the SEC as a confidential Form N-PORT submission
Public Availability Not applicable NPORT-NP is the non-public submission type
Amendment Filing As needed Amendments may be filed if corrections or updates are required

Key Things to Know About Form NPORT-NP Filing Rules

  • Confidential Submission Type: NPORT-NP is used for non-public Form N-PORT reporting and is designated as confidential in EDGAR.
  • Part of the Form N-PORT Framework: The filing is not a standalone reporting regime. It is one submission type within the broader Form N-PORT reporting system for applicable funds.
  • Electronic Filing Required: Funds submit Form NPORT-NP electronically through EDGAR using the Form N-PORT XML technical specification.
  • Used for Monthly Portfolio Reporting: The filing covers monthly portfolio investments information that is reported to the SEC on a recurring basis under the Form N-PORT requirements.
  • Amendments May Be Filed: If a fund needs to correct previously submitted non-public Form N-PORT information, it may file an amendment using the related amendment submission type.

Our SEC Edgar Search tools help to track Form N‑CSR, Form N‑CSRS, Form NPORT‑EX, and Form NPORT‑NP for annual and semiannual shareholder reports, portfolio exhibits, and confidential non‑public portfolio filings under the Investment Company Act of 1940.

From the Blog

View All