Form NPORT-P Filings

What Is SEC Form NPORT-P?

SEC Form NPORT-P is a public filing submitted through EDGAR for Form N-PORT monthly portfolio investments reporting. It is used by registered investment companies, other than money market funds and small business investment companies, to report portfolio holdings and related fund information in structured XML format for periods that are made public under the SEC’s reporting framework.

This form is typically filed as part of a fund’s ongoing reporting obligations under the Investment Company Act of 1940. It provides the SEC and the public with portfolio-level data about a fund’s investments, exposures, and related information for the applicable reporting period.

Form NPORT-P helps promote transparency by making certain Form N-PORT information publicly available through the SEC’s reporting system.

Key elements typically found in SEC Form NPORT-P include:

• Name of the registrant and series
• Reporting period covered by the filing
• Portfolio holdings and investment positions
• Asset and liability information
• Risk, exposure, and classification data
• Information filed electronically through EDGAR using the Form N-PORT XML specification

SEC Form NPORT-P Filing Deadlines

SEC Form NPORT-P follows the timing requirements applicable to Form N-PORT public reporting. These deadlines are important because the filing is part of a fund’s recurring regulatory reporting process and public disclosure framework.

Key Things to Know About Form NPORT-P Filing Rules

• Public Form of N-PORT Filing: Form NPORT-P is the public submission type for Form N-PORT reporting that is made available through the SEC’s EDGAR system.
• Structured XML Filing Required: Funds file Form NPORT-P electronically using the SEC’s XML-based technical format for Form N-PORT submissions.
• Part of Recurring Fund Reporting: The filing is used as part of a fund’s ongoing reporting obligations and is not a one-time or application-based submission.
• Amendments Must Be Filed When Needed: If a fund needs to correct previously reported public information, it must file an amended submission for that report.
• Used for Public Portfolio Disclosure: Form NPORT-P provides public access to portfolio reporting data

SEC Form NPORT-P is a public filing used by registered investment companies to report monthly portfolio data under Form N-PORT, aligning with disclosures tracked in Quarterly Reports, while analysts reviewing funds filing insights may also use SEC Filing data insights to compare filings and track fund-level reporting trends.