Form NPORT-P/A Filings

What Is SEC Form NPORT-P/A?

SEC Form NPORT-P/A is an amendment to the public Monthly Portfolio Investments Report on Form N-PORT-P. It is used by registered investment companies, other than money market funds and small business investment companies, to amend a previously filed public report and resubmit the required information through EDGAR in XML format.

This form is typically filed when a fund needs to correct a mistake, update information, or revise a previously submitted public report. Because it amends an earlier filing, it is part of a fund’s ongoing reporting framework and may be reviewed alongside other public filing activity, quarterly reporting disclosures, and late filing patterns.

Form NPORT-P/A helps maintain the accuracy of public portfolio reporting by allowing funds to amend previously filed public information. When an amendment is filed, the fund must provide information in response to all items of N-PORT-P, regardless of why the amendment is filed.

Key elements typically found in SEC Form NPORT-P/A include:

• Name of the registrant and series
• Reporting period covered by the filing
• Amended portfolio holdings and investment positions
• Revised asset and liability information
• Updated risk, exposure, and classification data
• Information filed electronically through EDGAR as an amendment to a prior public Form N-PORT submission

SEC Form NPORT-P/A Filing Deadlines

SEC Form NPORT-P/A does not have a separate fixed filing deadline in the same way as an original periodic report. It is filed as needed when a fund determines that a previously submitted public Form N-PORT report should be corrected or amended, and the amendment must include responses to all items in the form.

Key Things to Know About Form NPORT-P/A Filing Rules

1. Amendment Filing: Form NPORT-P/A is used specifically to amend a previously filed public Form N-PORT-P report.
2. Full Form Response Required: A fund that files an amendment must provide information in response to all items of Form N-PORT, regardless of the reason for the amendment.
3. Public Amendment Version: NPORT-P/A is the public amendment version of Form N-PORT and is distinct from non-public amendment submissions.
4. Electronic XML Submission: The form is filed through EDGAR using the Form N-PORT XML reporting structure.
5. Used for Corrections or Updates: Funds may file this amendment at any time to correct mistakes or revise previously reported public information.

Our SEC company filings tools help to track Form N‑CSR, Form N‑CSRS, Form NPORT‑EX, Form NPORT‑NP, and Form NPORT‑P/A for shareholder reports, portfolio exhibits, confidential non‑public portfolio filings, and amendments to public portfolio reports under the Investment Company Act of 1940