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Form NRSRO-WREG Filings

SEC Form NRSRO-WREG is a formal filing used by a nationally recognized statistical rating organization to withdraw its registration with the Securities and Exchange Commission as an NRSRO. It is an event-driven submission furnished on EDGAR when an NRSRO elects to end its registered status.

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What Is SEC Form NRSRO-WREG?

SEC Form NRSRO-WREG is a filing under Form NRSRO and Exchange Act Rule 17g-1(g) used when an NRSRO voluntarily withdraws from registration with the SEC. It is furnished as needed and becomes effective 45 calendar days after submission, subject to any terms or conditions the Commission may establish.

Key elements typically found in SEC Form NRSRO-WREG include:

  • Name of the nationally recognized statistical rating organization
  • Statement that the filing is a withdrawal from registration as an NRSRO
  • Identification and organizational information of the NRSRO
  • Designated compliance officer information
  • Date the withdrawal from registration is furnished to the SEC
  • Authorized signature on behalf of the NRSRO
  • Confirmation that the filing is submitted through the SEC’s EDGAR system

SEC Form NRSRO-WREG Filing Deadlines

SEC Form NRSRO-WREG is an event-driven filing used when an NRSRO elects to withdraw from registration. While it does not have a recurring annual deadline, the filing has a defined effectiveness timeline once it is furnished to the SEC.

Filing Stage Timeline Details
Filing Trigger As needed Used when an NRSRO elects to withdraw from registration
Form NRSRO-WREG Filing Not applicable Furnished electronically to the SEC on EDGAR
Withdrawal Effective Date 45 calendar days after filing Withdrawal from registration becomes effective unless the Commission imposes terms or conditions
Commission Conditions As applicable The SEC may establish terms and conditions as necessary in the public interest or for investor protection

Key Things to Know About Form NRSRO-WREG Filing Rules

  • Voluntary Withdrawal Filing: An NRSRO uses Form NRSRO-WREG to voluntarily withdraw its registration with the SEC rather than to withdraw from only a single class of credit ratings.
  • Event-Driven Submission: This is not a periodic filing. It is furnished only when the NRSRO decides to terminate its registration status.
  • Effectiveness Is Not Immediate: The withdrawal from registration becomes effective 45 calendar days after it is furnished to the Commission, subject to any terms and conditions the SEC may establish.
  • Form NRSRO Requirements Still Apply: The filing is made through Form NRSRO and follows the applicable instructions for a withdrawal from registration, including completion of specified items and execution of the form.
  • Filed Through EDGAR: NRSRO-WREG is a recognized EDGAR submission type for withdrawal from registration as a nationally recognized statistical rating organization.

To monitor related filing activity, our real-time SEC filing data helps you track Form NRSRO, Form NRSRO‑FR/A, Form NRSRO‑UPD, Form NRSRO‑WREG, and Annual Certification filings for rating agency registration, amendments, updates, withdrawals, and compliance under Section 15E of the Securities Exchange Act of 1934

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