Kleinman Adam M
Reporting Owner SEC Filing List
CIK: 0001715823
| Form | Filer | Subject Company | Filing Agent | Date | Actions | ||
|---|---|---|---|---|---|---|---|
| 4 | Statement of changes in beneficial owner... | Great Elm Group, Inc. | Davis Polk & Wardwell Llp 01/fa | 09/23/2025 | |||
| 4 | Statement of changes in beneficial owner... | Great Elm Capital Corp. | Davis Polk & Wardwell Llp 01/fa | 09/23/2025 | |||
| 4 | Statement of changes in beneficial owner... | Kleinman Adam M | Davis Polk & Wardwell Llp 01/fa | 09/23/2025 | |||
| 4 | Statement of changes in beneficial owner... | Kleinman Adam M | Davis Polk & Wardwell Llp 01/fa | 09/23/2025 | |||
| 4/A | Amendment to Statement of changes in ben... | Great Elm Capital Corp. | Broadridge Financial Solutions, Inc. /fa | 09/27/2024 | |||
| 4/A | Amendment to Statement of changes in ben... | Kleinman Adam M | Broadridge Financial Solutions, Inc. /fa | 09/27/2024 | |||
| 4 | Statement of changes in beneficial owner... | Great Elm Group, Inc. | Broadridge Financial Solutions, Inc. /fa | 09/24/2024 | |||
| 4 | Statement of changes in beneficial owner... | Great Elm Capital Corp. | Broadridge Financial Solutions, Inc. /fa | 09/24/2024 | |||
| 4 | Statement of changes in beneficial owner... | Kleinman Adam M | Broadridge Financial Solutions, Inc. /fa | 09/24/2024 | |||
| 4 | Statement of changes in beneficial owner... | Kleinman Adam M | Broadridge Financial Solutions, Inc. /fa | 09/24/2024 | |||
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Kleinman Adam M 's Ownership Transactions
| Issuer | Filing Date | Transaction Date | Transaction Type | Shares | Price | Total Amt | Shares Owned |
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