NATIONAL FINANCIAL SERVICES LLC
SEC Filing List
CIK: 0000356628
| Form | Description | Owner/Filer | Filing Agent | Date | Actions |
|---|---|---|---|---|---|
| ATS-N/MA | Material Amendment (Rule 304(a)(2)(i)(A)) | 04/17/2026 | |||
| ATS-N/MA | Material Amendment (Rule 304(a)(2)(i)(A)) | 04/17/2026 | |||
| X-17A-5 | Information Required of Brokers and Deal... | 02/20/2026 | |||
| X-17A-5 | Information Required of Brokers and Deal... | 02/20/2026 | |||
| ATS-N/UA | Updating Amendment (Rule 304(a)(2)(i)(B)) | NATIONAL FINANCIAL SERVICES LLC /fa | 07/29/2025 | ||
| ATS-N/UA | Updating Amendment (Rule 304(a)(2)(i)(B)) | NATIONAL FINANCIAL SERVICES LLC /fa | 04/17/2025 | ||
| ATS-N/MA | Material Amendment (Rule 304(a)(2)(i)(A)) | NATIONAL FINANCIAL SERVICES LLC /fa | 04/17/2025 | ||
| ATS-N/UA | Updating Amendment (Rule 304(a)(2)(i)(B)) | NATIONAL FINANCIAL SERVICES LLC /fa | 03/14/2025 | ||
| X-17A-5 | Information Required of Brokers and Deal... | NATIONAL FINANCIAL SERVICES LLC /fa | 02/18/2025 | ||
| ATS-N/UA | Updating Amendment (Rule 304(a)(2)(i)(B)) | 04/11/2024 | |||
| No record found. | |||||
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