Rothman James
SEC Filing List
CIK: 0001380378
| Form | Description | Owner/Filer | Filing Agent | Date | Actions |
|---|---|---|---|---|---|
| 4 | Statement of changes in beneficial owner... | Rothman James | DONNELLEY FINANCIAL SOLUTIONS 06/FA /fa | 10/03/2023 | |
| 144 | Filing for proposed sale of securities u... | Rothman James | Morgan Stanley Smith Barney LLC Executive Services /FA | 08/17/2023 | |
| 144 | Filing for proposed sale of securities u... | Rothman James | Morgan Stanley Smith Barney LLC Executive Services /FA | 08/16/2023 | |
| No record found. | |||||
