LPL Financial Holdings Inc.
SEC Filing List
LPLA CIK: 0001397911
| Form | Description | Owner/Filer | Filing Agent | Date | Actions |
|---|---|---|---|---|---|
| 4 | Statement of changes in beneficial owner... | Reeping Katharine | Workiva Inc. Wdesk FA01 /fa | 09/14/2026 | |
| 144 | Filing for proposed sale of securities u... | Fidelity Brokerage Services LLC/FA | 09/11/2026 | ||
| 4 | Statement of changes in beneficial owner... | Field Emily | Workiva Inc. Wdesk FA01 /fa | 09/08/2026 | |
| 4 | Statement of changes in beneficial owner... | Bernard Edward C | Workiva Inc. Wdesk FA01 /fa | 09/01/2026 | |
| 4 | Statement of changes in beneficial owner... | Glavin William Francis Jr | Workiva Inc. Wdesk FA01 /fa | 09/01/2026 | |
| 4 | Statement of changes in beneficial owner... | Mnookin Allison | Workiva Inc. Wdesk FA01 /fa | 09/01/2026 | |
| 4 | Statement of changes in beneficial owner... | Thomas Corey E. | Workiva Inc. Wdesk FA01 /fa | 09/01/2026 | |
| 4 | Statement of changes in beneficial owner... | Schifter Richard P | Workiva Inc. Wdesk FA01 /fa | 09/01/2026 | |
| 4 | Statement of changes in beneficial owner... | Eberhart Paulett | Workiva Inc. Wdesk FA01 /fa | 09/01/2026 | |
| 4 | Statement of changes in beneficial owner... | Putnam James S | Workiva Inc. Wdesk FA01 /fa | 09/01/2026 | |
| No record found. | |||||
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