Liu Tracy
SEC Filing List
CIK: 0001721299
| Form | Description | Owner/Filer | Filing Agent | Date | Actions |
|---|---|---|---|---|---|
| 4 | Statement of changes in beneficial owner... | Liu Tracy | Broadridge Financial Solutions, Inc. /fa | 12/28/2023 | |
| 144 | Filing for proposed sale of securities u... | Liu Tracy | Morgan Stanley Smith Barney LLC Executive Services /FA /fa | 12/26/2023 | |
| 4 | Statement of changes in beneficial owner... | Liu Tracy | Broadridge Financial Solutions, Inc. /fa | 11/22/2023 | |
| 144 | Filing for proposed sale of securities u... | Liu Tracy | Morgan Stanley Smith Barney LLC Executive Services /FA /fa | 11/20/2023 | |
| 4/A | Amendment to Statement of changes in ben... | Liu Tracy | broadridge financial solutions, inc. /fa | 08/21/2023 | |
| 4 | Statement of changes in beneficial owner... | Liu Tracy | broadridge financial solutions, inc. /fa | 08/14/2023 | |
| No record found. | |||||
