Form 253G1 Filings

What Is SEC Form 253G1?

SEC Form 253G1 is filed under Rule 253(g)(1) of Regulation A. It is used when an issuer needs to file an offering circular that includes information that was previously omitted from the qualified offering circular in reliance on Rule 253(b).

This form is typically filed when the final offering price or related omitted pricing terms are determined after qualification of a Regulation A offering statement. The filing is event-driven rather than periodic and must be made within the timing required by Rule 253(g)(1).

Form 253G1 ensures transparency by placing the completed offering circular on file with the SEC once the omitted information is available.

Key elements typically found in SEC Form 253G1 include:

• Name of the issuer and file number
• Title and type of securities being offered
• Final offering price or other information previously omitted under Rule 253(b)
• Date of the offering circular supplement
• Reference to the related qualified offering statement or offering circular
• Basic terms of the Regulation A offering, as updated by the supplement

SEC Form 253G1 Filing Deadlines

SEC Form 253G1 has specific timing requirements that issuers must follow once omitted offering information becomes available. These deadlines are important because Rule 253(g)(1) requires the completed offering circular to be filed promptly after the triggering event.

Key Things to Know About Form 253G1 Filing Rules

• Used for Previously Omitted Information: Form 253G1 is specifically tied to information omitted under Rule 253(b), most commonly pricing-related information that was not included in the earlier qualified offering circular.
• Event-Driven Filing Requirement: This is not a periodic report. It is filed only when the Rule 253(g)(1) trigger occurs in connection with a qualified Regulation A offering.
• Two-Business-Day Deadline Applies: The issuer must file the offering circular no later than two business days following the earlier of the pricing determination date or the date the circular is first used after qualification.
• Part of Regulation A Disclosure Compliance: Form 253G1 works within the broader Regulation A framework and supplements the issuer’s qualified offering materials rather than replacing the original Form 1-A filing.
• Not a Periodic Reporting Form: Form 253G1 is a transactional disclosure filing connected to an active offering, not an annual, semiannual, or current report.

To monitor Regulation A supplements and offering updates, our platform helps you search for filings through the SEC Filing Search Tool, review broader disclosure context in Filing Insights, and stay informed about active SEC filings tied to offering changes.