Form C/A-W Filings
SEC Form C/A-W is a formal filing used by Regulation Crowdfunding issuers to withdraw a previously filed amendment to an offering statement on Form C.
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| ID | Form | Filer Name | Filing Agent | Date | Actions | |
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What Is SEC Form C/A-W?
SEC Form C/A-W is a filing used in connection with Regulation Crowdfunding (Reg CF) offerings under Securities Act Section 4(a)(6) and Regulation Crowdfunding. It allows an issuer to withdraw an amendment to its offering statement that was previously filed on Form C/A.
This form is typically filed when an issuer decides not to proceed with the amended disclosure, or when the offering is otherwise discontinued, and the amendment is no longer needed. The submission type is recognised in EDGAR as “Amendment to Offering Statement Withdrawal.”
Form C/A-W provides a clear regulatory record that the amendment has been withdrawn from the issuer’s Reg CF filing history.
Key elements typically found in SEC Form C/A-W include:
- Name of the issuer and offering information
- Identification of the specific amendment being withdrawn
- EDGAR submission type designation (C/A-W)
- Filing date of the withdrawal
- Confirmation that the amendment to the offering statement is being withdrawn
SEC Form C/A-W Filing Deadlines
SEC Form C/A-W does not have a fixed statutory deadline. It is an event-driven filing submitted when an issuer determines it will withdraw a previously filed Form C/A amendment. The timing should be coordinated with the issuer’s offering status and any related disclosures on the intermediary platform.
| Filing Stage | Timeline | Details |
| Decision to withdraw the amendment | As needed | The issuer determines that the Form C/A amendment should be withdrawn |
| Form C/A-W filing | As needed | Filed electronically with the SEC via EDGAR |
| Withdrawal effectiveness | Not applicable | The form functions as a withdrawal record for the amendment filing |
| Ongoing Reg CF reporting impacts | Not applicable | Reporting depends on the offering’s status and any continuing obligations |
Key Things to Know About Form C/A-W Filing Rules
- Withdrawal Applies to an Amendment: Form C/A-W is used to withdraw a previously filed Form C/A amendment, not to amend or replace the original Form C.
- Event-Driven, Not Calendar-Based: The filing is submitted based on issuer action and offering circumstances rather than a recurring reporting deadline.
- EDGAR Submission Type Matters: The correct submission type (C/A-W) is used to reflect an amendment withdrawal in the issuer’s Reg CF filing history.
- Coordinate With Related Reg CF Filings: Depending on facts, issuers may also file or update other Reg CF submissions (such as Form C, Form C/A, or Form C-W) to keep the offering record consistent.
- Offering Status and Disclosure Still Matter: Withdrawing an amendment does not, by itself, determine whether an offering is ongoing or terminated; issuers should ensure the public record reflects the offering’s actual status.
To track crowdfunding offering amendments and withdrawals under Regulation CF, our platform helps you monitor filings such as Form C/A‑W, Form C, Form C/A, and Form C‑TR, keeping you informed about offering updates, cancellations, and compliance decisions.
Investors can use the insights of SEC Filings to explore companies that regularly submit Form C/A‑W and analyse their filing behaviour.
