Tu James
Reporting Owner SEC Filing List
CIK: 0001564957
| Form | Filer | Subject Company | Filing Agent | Date | Actions | ||
|---|---|---|---|---|---|---|---|
| 4 | Statement of changes in beneficial owner... | Charles & Colvard Ltd | Toppan Merrill/fa | 08/25/2025 | |||
| 3 | Initial statement of beneficial ownershi... | Charles & Colvard Ltd | Toppan Merrill/fa | 08/19/2025 | |||
| 4 | Statement of changes in beneficial owner... | Energy Focus, Inc/de | Tu James /fa | 08/18/2021 | |||
| 4 | Statement of changes in beneficial owner... | Energy Focus, Inc/de | Tu James /fa | 02/23/2021 | |||
| 4 | Statement of changes in beneficial owner... | Energy Focus, Inc/de | Tu James /fa | 03/23/2020 | |||
| 4 | Statement of changes in beneficial owner... | Energy Focus, Inc/de | Tu James /fa | 07/18/2019 | |||
| 4 | Statement of changes in beneficial owner... | Energy Focus, Inc/de | Workiva Inc. Wdesk /fa | 03/16/2016 | |||
| 4 | Statement of changes in beneficial owner... | Energy Focus, Inc/de | Rdg Filings /fa | 03/18/2015 | |||
| 4 | Statement of changes in beneficial owner... | Energy Focus, Inc/de | Rdg Filings /fa | 02/26/2015 | |||
| 3/A | Amendment to the Initial statement of be... | Energy Focus, Inc/de | Rdg Filings /fa | 06/24/2014 | |||
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Tu James 's Ownership Transactions
| Issuer | Filing Date | Transaction Date | Transaction Type | Shares | Price | Total Amt | Shares Owned |
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