Bhatia Ashok K
Reporting Owner SEC Filing List
CIK: 0001646307
| Form | Filer | Subject Company | Filing Agent | Date | Actions |
|---|---|---|---|---|---|
| 3 | Initial statement of beneficial ownershi... | Bhatia Ashok K | K&l Gates Llp / Dc /fa | 07/17/2024 | |
| 3 | Initial statement of beneficial ownershi... | Neuberger Berman High Yield Strategies Fund Inc. | K&l Gates Llp / Dc /fa | 07/17/2024 | |
| 3 | Initial statement of beneficial ownershi... | Bhatia Ashok K | K&l Gates Llp / Dc /fa | 07/17/2024 | |
| 3 | Initial statement of beneficial ownershi... | Neuberger Berman Municipal Fund Inc. | K&l Gates Llp / Dc /fa | 07/17/2024 | |
| 3 | Initial statement of beneficial ownershi... | Jackson Credit Opportunities Fund | K&l Gates Llp / Dc /fa | 12/08/2023 | |
| 3 | Initial statement of beneficial ownershi... | Bhatia Ashok K | K&l Gates Llp / Dc /fa | 12/08/2023 | |
| 5 | Annual statement of changes in beneficia... | Bhatia Ashok K | 11/01/2017 | ||
| 5 | Annual statement of changes in beneficia... | Allspring Multi-sector Income Fund | Bhatia Ashok K /fa | 11/01/2017 | |
| 3 | Initial statement of beneficial ownershi... | Bhatia Ashok K | 06/25/2015 | ||
| 3 | Initial statement of beneficial ownershi... | Allspring Multi-sector Income Fund | Bhatia Ashok K /fa | 06/25/2015 |
Bhatia Ashok K 's Ownership Transactions
| Issuer | Filing Date | Transaction Date | Transaction Type | Shares | Price | Total Amt | Shares Owned |
|---|
