ICAPITAL MARKETS LLC
SEC Filing List
CIK: 0001146254
| Form | Description | Owner/Filer | Filing Agent | Date | Actions |
|---|---|---|---|---|---|
| X-17A-5 | Information Required of Brokers and Deal... | 02/27/2026 | |||
| X-17A-5 | Information Required of Brokers and Deal... | Accounting & Compliance International /fa | 02/28/2025 | ||
| 40-APP/A | Amendment to Applications under the Inve... | ICAPITAL MARKETS LLC , iDirect Private Markets Fund , iCapital Registered Fund Adviser LLC | Toppan Merrill/fa | 10/02/2024 | |
| 40-APP | Applications under the Investment Compan... | ICAPITAL MARKETS LLC , iDirect Private Markets Fund , iCapital Registered Fund Adviser LLC | Toppan Merrill/fa | 06/11/2024 | |
| X-17A-5 | Information Required of Brokers and Deal... | Cik 9999999997 /fa | 03/01/2024 | ||
| FOCUSN | Cik 9999999997 /fa | 03/01/2024 | |||
| X-17A-5 | Information Required of Brokers and Deal... | Icapital Markets Llc /fa | 02/28/2023 | ||
| X-17A-5 | Information Required of Brokers and Deal... | Icapital Markets Llc /fa | 03/07/2022 | ||
| X-17A-5 | Information Required of Brokers and Deal... | Icapital Markets Llc /fa | 02/26/2021 | ||
| X-17A-5 | Information Required of Brokers and Deal... | Icapital Markets Llc /fa | 02/28/2020 | ||
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