HAITONG INTERNATIONAL SECURITIES (USA) INC.
SEC Filing List
CIK: 0001295232
| Form | Description | Owner/Filer | Filing Agent | Date | Actions |
|---|---|---|---|---|---|
| X-17A-5 | Information Required of Brokers and Deal... | 05/14/2026 | |||
| X-17A-5/A | Amendment to Information Required of Bro... | 05/14/2026 | |||
| X-17A-5 | Information Required of Brokers and Deal... | Haitong International Securities (usa) Inc. /fa | 04/11/2025 | ||
| FOCUSN | Cik 9999999997 /fa | 04/29/2024 | |||
| X-17A-5 | Information Required of Brokers and Deal... | Haitong International Securities (usa) Inc. /fa | 04/04/2024 | ||
| FOCUSN | Cik 9999999997 /fa | 04/03/2023 | |||
| X-17A-5 | Information Required of Brokers and Deal... | Haitong International Securities (usa) Inc. /fa | 03/31/2023 | ||
| X-17A-5 | Information Required of Brokers and Deal... | Haitong International Securities (usa) Inc. /fa | 04/01/2022 | ||
| FOCUSN | Cik 9999999997 /fa | 03/31/2021 | |||
| X-17A-5 | Information Required of Brokers and Deal... | Haitong International Securities (usa) Inc. /fa | 03/29/2021 | ||
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