NZC GUGGENHEIM FUND LLC
SEC Filing List

CIK: 0001445853
FormDescriptionOwner/FilerFiling AgentDateActions
D/AAmendment to Official notice of an offer...05/15/2026
40-APP/AAmendment to Applications under the Inve...GUGGENHEIM STRATEGIC OPPORTUNITIES FUND , Guggenheim Partners Investment Management, LLC , NZC GUGGENHEIM FUND LLC , NZC GUGGENHEIM FUND LTD , Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC , Guggenheim Taxable Municipal Bond & Inv04/13/2026
APP WDWithdrawal of an application for exempti...GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC , GUGGENHEIM STRATEGIC OPPORTUNITIES FUND , Guggenheim Partners Investment Management, LLC , NZC GUGGENHEIM FUND LLC , NZC GUGGENHEIM FUND LTD , Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC , 04/13/2026
40-APPApplications under the Investment Compan...GUGGENHEIM STRATEGIC OPPORTUNITIES FUND , Guggenheim Partners Investment Management, LLC , NZC GUGGENHEIM FUND LLC , NZC GUGGENHEIM FUND LTD , Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC , Guggenheim Taxable Municipal Bond & Inv04/01/2026
40-APPApplications under the Investment Compan...GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC , GUGGENHEIM STRATEGIC OPPORTUNITIES FUND , Guggenheim Partners Investment Management, LLC , NZC GUGGENHEIM FUND LLC , NZC GUGGENHEIM FUND LTD , Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC , Financial Graphic Services (fgs) /fa11/10/2025
D/AAmendment to Official notice of an offer...Nzc Guggenheim Fund Llc /fa10/14/2025
D/AAmendment to Official notice of an offer...Willkie Farr & Gallagher /fa10/11/2024
D/AAmendment to Official notice of an offer...Willkie Farr & Gallagher /fa10/13/2023
D/AAmendment to Official notice of an offer...Willkie Farr & Gallagher /fa10/14/2022
D/AAmendment to Official notice of an offer...Willkie Farr & Gallagher /fa10/15/2021
No record found.
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