APOGEM CAPITAL LLC
SEC Filing List

CIK: 0001845268
Form Description Owner/Filer Filing Agent Date Actions
APP NTCApogem Capital Llc 07/22/2026
40-APP/AAmendment to Applications under the Inve...NEW YORK LIFE INSURANCE CO , NEW YORK LIFE INSURANCE & ANNUITY CORP , Madison Capital Funding Co-Investment Fund LP , Bow River Capital Evergreen Fund , APOGEM CAPITAL LLC , Apogem Co-Investment VII, LP , Bow River Advisers, LLC , Apogem Secondary Fund VII C07/14/2026
40-APP/AAmendment to Applications under the Inve...NEW YORK LIFE INSURANCE CO , NEW YORK LIFE INSURANCE & ANNUITY CORP , Madison Capital Funding Co-Investment Fund LP , Bow River Capital Evergreen Fund , APOGEM CAPITAL LLC , Apogem Co-Investment VII, LP , Bow River Advisers, LLC , Apogem Secondary Fund VII C06/05/2026
40-APP/AAmendment to Applications under the Inve...NEW YORK LIFE INSURANCE & ANNUITY CORP , APOGEM CAPITAL LLC Donnelley Financial Solutions /fa/02/02/2026
40-APPApplications under the Investment Compan...NEW YORK LIFE INSURANCE CO , NEW YORK LIFE INSURANCE & ANNUITY CORP , Bow River Capital Evergreen Fund , APOGEM CAPITAL LLC , Apogem Co-Investment VII, LP , Bow River Advisers, LLC , Apogem Secondary Fund VII Coinvestments, LP , Apogem Private Equity Fund XIDonnelley Financial Solutions /fa/08/28/2025
13F-HRInitial Quarterly Form 13F Holdings Repo...Adviser Compliance Associates Llc /fa02/13/2023
13F-HRInitial Quarterly Form 13F Holdings Repo...Adviser Compliance Associates Llc /fa11/14/2022
13F-HRInitial Quarterly Form 13F Holdings Repo...Adviser Compliance Associates Llc /fa08/15/2022
13F-HRInitial Quarterly Form 13F Holdings Repo...Adviser Compliance Associates Llc /fa05/16/2022
13F-HRInitial Quarterly Form 13F Holdings Repo...Adviser Compliance Associates Llc /fa02/14/2022
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