LOCKTON INVESTMENT SECURITIES, LLC
SEC Filing List
CIK: 0001339862
| Form | Description | Owner/Filer | Filing Agent | Date | Actions |
|---|---|---|---|---|---|
| X-17A-5 | Information Required of Brokers and Deal... | 06/30/2026 | |||
| X-17A-5 | Information Required of Brokers and Deal... | Lockton Investment Securities, Llc /fa | 06/30/2025 | ||
| X-17A-5 | Information Required of Brokers and Deal... | Lockton Investment Securities, Llc /fa | 07/03/2024 | ||
| X-17A-5 | Information Required of Brokers and Deal... | Lockton Investment Securities, Llc | Cik 9999999997 /fa | 07/11/2023 | |
| X-17A-5 | Information Required of Brokers and Deal... | Cik 9999999997 /fa | 06/29/2022 | ||
| X-17A-5 | Information Required of Brokers and Deal... | Cik 9999999997 /fa | 06/25/2021 | ||
| X-17A-5 | Information Required of Brokers and Deal... | Cik 9999999997 /fa | 06/30/2020 | ||
| X-17A-5 | Information Required of Brokers and Deal... | Cik 9999999997 /fa | 06/26/2019 | ||
| X-17A-5 | Information Required of Brokers and Deal... | Cik 9999999997 /fa | 06/27/2018 | ||
| X-17A-5 | Information Required of Brokers and Deal... | Cik 9999999997 /fa | 06/27/2017 | ||
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