Mackay Shields Llc
Reporting Owner SEC Filing List

CIK: 0000061227

Form Type:

Year

Form	Filer	Subject Company	Filing Agent	Date	Actions
3	Initial statement of beneficial ownershi...	Mainstay Mackay Municipal Income Opportunities Fund	Donnelley Financial Solutions /fa	03/25/2024	View ... Create Alert Filing Info Download PDF Copy Link
3	Initial statement of beneficial ownershi...	Mackay Shields Llc	Donnelley Financial Solutions /fa	03/25/2024	View ... Create Alert Filing Info Download PDF Copy Link
3	Initial statement of beneficial ownershi...	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.	K&l Gates Llp / Dc /fa	02/10/2022	View ... Create Alert Filing Info Download PDF Copy Link
3	Initial statement of beneficial ownershi...	Mackay Shields Llc	K&l Gates Llp / Dc /fa	02/10/2022	View ... Create Alert Filing Info Download PDF Copy Link
3	Initial statement of beneficial ownershi...	Rivernorth Flexible Municipal Income Fund Ii, Inc.	K&l Gates Llp / Dc /fa	02/23/2021	View ... Create Alert Filing Info Download PDF Copy Link
3	Initial statement of beneficial ownershi...	Mackay Shields Llc	K&l Gates Llp / Dc /fa	02/23/2021	View ... Create Alert Filing Info Download PDF Copy Link
3	Initial statement of beneficial ownershi...	Rivernorth Managed Duration Municipal Income Fund, Inc.	K&l Gates Llp / Dc /fa	07/25/2019	View ... Create Alert Filing Info Download PDF Copy Link
3	Initial statement of beneficial ownershi...	Mackay Shields Llc	K&l Gates Llp / Dc /fa	07/25/2019	View ... Create Alert Filing Info Download PDF Copy Link
3	Initial statement of beneficial ownershi...	Rivernorth Opportunistic Municipal Income Fund, Inc.	K&l Gates Llp / Dc /fa	10/25/2018	View ... Create Alert Filing Info Download PDF Copy Link
3	Initial statement of beneficial ownershi...	Mackay Shields Llc	K&l Gates Llp / Dc /fa	10/25/2018	View ... Create Alert Filing Info Download PDF Copy Link
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Mackay Shields Llc 's Ownership Transactions

Issuer	Filing Date	Transaction Date	Transaction Type	Shares	Price	Total Amt	Shares Owned