Brombach Theodore J
Reporting Owner SEC Filing List
CIK: 0001718218
| Form | Filer | Subject Company | Filing Agent | Date | Actions | ||
|---|---|---|---|---|---|---|---|
| 4 | Statement of changes in beneficial owner... | Octagon Xai Clo Income Fund | 06/10/2026 | ||||
| 4 | Statement of changes in beneficial owner... | Brombach Theodore J | 06/10/2026 | ||||
| 4 | Statement of changes in beneficial owner... | Brombach Theodore J | 12/30/2025 | ||||
| 4 | Statement of changes in beneficial owner... | Xai Octagon Floating Rate & Alternative Income Trust | 12/30/2025 | ||||
| 4 | Statement of changes in beneficial owner... | Brombach Theodore J | Brombach Theodore J /fa | 01/16/2025 | |||
| 4 | Statement of changes in beneficial owner... | Xai Octagon Floating Rate & Alternative Income Trust | Brombach Theodore J /fa | 01/16/2025 | |||
| 3 | Initial statement of beneficial ownershi... | Brombach Theodore J | Brombach Theodore J /fa | 12/02/2024 | |||
| 3 | Initial statement of beneficial ownershi... | Xai Madison Equity Premium Income Fund | Brombach Theodore J /fa | 12/02/2024 | |||
| 5 | Annual statement of changes in beneficia... | Brombach Theodore J | Brombach Theodore J /fa | 11/15/2024 | |||
| 5 | Annual statement of changes in beneficia... | Xai Octagon Floating Rate & Alternative Income Trust | Brombach Theodore J /fa | 11/15/2024 | |||
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Brombach Theodore J 's Ownership Transactions
| Issuer | Filing Date |
Transaction Date |
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Shares | Price | Total Amt | Shares Owned |
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