GUGGENHEIM SECURITIES, LLC
SEC Filing List
CIK: 0001009953
| Form | Description | Owner/Filer | Filing Agent | Date | Actions |
|---|---|---|---|---|---|
| MA-A | Annual Update of Municipal Advisor Regis... | 03/31/2026 | |||
| X-17A-5 | Information Required of Brokers and Deal... | 02/25/2026 | |||
| MA/A | Amendment of a Prior Application for Reg... | Guggenheim Securities, Llc /fa | 10/23/2025 | ||
| MA-I/A | Amendment of a Previously Submitted Form... | Guggenheim Securities, Llc /fa | 10/03/2025 | ||
| MA-I/A | Amendment of a Previously Submitted Form... | Guggenheim Securities, Llc /fa | 07/11/2025 | ||
| MA-A | Annual Update of Municipal Advisor Regis... | Guggenheim Securities, Llc /fa | 03/31/2025 | ||
| MA-I/A | Amendment of a Previously Submitted Form... | Guggenheim Securities, Llc /fa | 03/20/2025 | ||
| MA-I | Information Regarding Natural Persons Wh... | Guggenheim Securities, Llc /fa | 03/20/2025 | ||
| MA-I/A | Amendment of a Previously Submitted Form... | Guggenheim Securities, Llc /fa | 03/19/2025 | ||
| MA-I/A | Amendment of a Previously Submitted Form... | Guggenheim Securities, Llc /fa | 03/19/2025 | ||
| No record found. | |||||
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