LADENBURG THALMANN FINANCIAL SERVICES INC.
SEC Filing List
LTSL CIK: 0001029730
| Form | Description | Owner/Filer | Filing Agent | Date | Actions |
|---|---|---|---|---|---|
| 10-K/A | Amendment to annual report pursuant to S... | M2 COMPLIANCE LLC /fa | 04/29/2020 | ||
| 10-K | Annual report pursuant to Section 13 and... | 03/13/2020 | |||
| 15-12G | Notice of termination of registration of... | M2 COMPLIANCE LLC /fa | 03/05/2020 | ||
| SC 13D/A | Amendment to Schedule filed to report ac... | Vector Group Ltd | DONNELLEY FINANCIAL SOLUTIONS /FA/ | 02/25/2020 | |
| 15-12G | Notice of termination of registration of... | M2 COMPLIANCE LLC /fa | 02/24/2020 | ||
| 25 | Notification filed by issuer to voluntar... | M2 COMPLIANCE LLC /fa | 02/24/2020 | ||
| EFFECT | Effectiveness refer to a Registration St... | cik 9999999995 /fa | 02/21/2020 | ||
| 4 | Statement of changes in beneficial owner... | Kaufman Brett | M2 COMPLIANCE LLC /fa | 02/19/2020 | |
| SC 13D/A | Amendment to Schedule filed to report ac... | Advisor Group Holdings, Inc. | EdgarAgents LLC /fa | 02/19/2020 | |
| S-8 POS | Post-effective amendment to a S-8 regist... | M2 COMPLIANCE LLC /fa | 02/18/2020 | ||
| No record found. | |||||
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