UBS SECURITIES LLC
SEC Filing List
CIK: 0000230611
| Form | Description | Owner/Filer | Filing Agent | Date | Actions |
|---|---|---|---|---|---|
| 13F-NT | Initial Quarterly Form 13F Notice Report... | 05/06/2026 | |||
| ATS-N/UA | Updating Amendment (Rule 304(a)(2)(i)(B)) | 04/27/2026 | |||
| ATS-N/MA | Material Amendment (Rule 304(a)(2)(i)(A)) | 03/27/2026 | |||
| X-17A-5 | Information Required of Brokers and Deal... | 03/25/2026 | |||
| X-17A-5 | Information Required of Brokers and Deal... | 03/02/2026 | |||
| 13F-NT | Initial Quarterly Form 13F Notice Report... | 01/30/2026 | |||
| ATS-N/UA | Updating Amendment (Rule 304(a)(2)(i)(B)) | Quality Edgar - Qes /fa | 12/10/2025 | ||
| 13F-NT | Initial Quarterly Form 13F Notice Report... | Ubs Securities Llc /fa | 11/14/2025 | ||
| ATS-N/UA | Updating Amendment (Rule 304(a)(2)(i)(B)) | Quality Edgar - Qes /fa | 10/07/2025 | ||
| ATS-N/MA | Material Amendment (Rule 304(a)(2)(i)(A)) | Quality Edgar - Qes /fa | 09/08/2025 | ||
| No record found. | |||||
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